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SEC.gov | Laws and Rules
https://www.sec.gov/investment/laws-and-rules
WEBMay 13, 2020 · Investment Company Act of 1940. This Act regulates the organization of companies, including mutual funds, that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are offered to the investing public.
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Investment Company Act of 1940 - Wikipedia
https://en.wikipedia.org/wiki/Investment_Company_Act_of_1940
WEBThe Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds. It was passed as a United States Public Law (Pub. L. Tooltip Public Law (United States) 76–768) on August 22, 1940, and is codified at 15 U.S.C. §§ 80a-1–80a-64.
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Investment Company Act of 1940 Definition - Investopedia
https://www.investopedia.com/terms/i/investmentcompanyact.asp
WEBAug 24, 2023 · The Investment Company Act of 1940 is an act of Congress that regulates the organization of investment companies and the activities they engage in. It sets standards for the investment...
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15 U.S. Code § 80a–3 - Definition of investment company
https://www.law.cornell.edu/uscode/text/15/80a-3
WEBSep 1, 1996 · “Not later than 180 days after the date of enactment of this Act [Oct. 11, 1996], the Commission shall prescribe rules defining the term ‘beneficial owner’ for purposes of section 3(c)(7)(B) of the Investment Company Act of 1940 [15 U.S.C. 80a–3(c)(7)(B)], as amended by this Act.”
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Investment Company Act of 1940 | Securities Lawyer's Deskbook
https://lawblogs.uc.edu/sld/the-deskbook-table-of-contents/the-securities-acts-statutory-law/the-investment-company-act-of-1940-15-usc-%C2%A7-80a-1-et-seq/
WEBSearch Statute and Regulation Section Titles. Investment Company Act of 1940. Section 1 — Findings and Declaration of Policy. Section 2 — Definitions. Section 3 — Definition of Investment Company. Section 4 — Classification of Investment Companies. Section 5 — Subclassification of Management Companies. Section 6 — Exemptions.
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Investment Company Act 1940 - FRASER | Discover …
https://fraser.stlouisfed.org/files/docs/historical/congressional/investment-company-act-1940.pdf
WEB(4) such companies are media for the investment in the national economy of a substantial part of the national savings and may have a vital effect upon the flow of such savings into the capital markets; and Investment Com-pany Act of 1940. Findings and dec-laration of policy. 49 Stat. 837. 15 U. S. C.. Supp. V, § 79z-4.
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17 CFR Part 270 - PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY
https://www.law.cornell.edu/cfr/text/17/part-270
WEB17 CFR Part 270 - PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 | Electronic Code of Federal Regulations (e-CFR) | US Law | LII / Legal Information Institute. LII. Electronic Code of Federal Regulations (e-CFR) Title 17—Commodity and Securities Exchanges. CHAPTER II—SECURITIES AND …
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Investment Company Act of 1940, as amended (ICA) | Practical …
https://content.next.westlaw.com/practical-law/document/I03f4da99eee311e28578f7ccc38dcbee/Investment-Company-Act-of-1940-as-amended-ICA?viewType=FullText&contextData=(sc.Default)
WEBAlso known as the 40 Act or the ICA. The Investment Company Act of 1940 regulates mutual funds and other companies that engage primarily in investing, reinvesting, and trading in securities, and whose own securities may be offered to the investing public ( 15 U.S.C. §§ 80a-1 to 64 ).
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TOPN: Investment Company Act of 1940 | US Law | LII / Legal …
https://www.law.cornell.edu/topn/investment_company_act_of_1940
WEBInvestment Company Act of 1940. Aug. 22, 1940, ch. 686, title I, 54 Stat. 789 ( 15 U.S.C. 80a-1 et seq.) Short title, see 15 U.S.C. 80a-51. Hide 64 Stat. 48, ch. 94. Hide Classification.
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Investment Companies - SEC.gov
https://www.sec.gov/answers/mfinvco.htm
WEBJul 9, 2013 · Investment companies are regulated primarily under the Investment Company Act of 1940 and the rules and registration forms adopted under that Act. Investment companies are also subject to the Securities Act of 1933 and the Securities Exchange Act of 1934.
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